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SLSA Specification

SLSA is a specification for describing and incrementally improving supply chain security, established by industry consensus. It is organized into a series of levels that describe increasing security guarantees.

This is the Working Draft of what the next version of the SLSA specification might be. It defines several SLSA levels and tracks, as well as recommended attestation formats, including provenance.

Understanding SLSA

This subsection provides an overview of SLSA, how it helps protect against common supply chain attacks, and common use cases. If you’re new to SLSA or supply chain security, start here.

Section Description
What’s new The changes brought by this Working Draft.
About SLSA An introductory guide to SLSA
Supply chain threats An introduction to supply chain threats
Use cases Use cases
Guiding principles Use cases
FAQ Questions and more information
Future directions Additions and changes being considered for future SLSA versions

Core specification

This subsection describes SLSA’s security levels and requirements for each track. If you want to achieve a particular SLSA level, these are the requirements you’ll need to meet.

Section Description
Terminology Terminology and model used by SLSA
Security levels and tracks Overview of SLSA’s tracks and levels, intended for all audiences
Threats & mitigations Detailed information about specific supply chain attacks and how SLSA helps

Attestation formats

This subsection includes the concrete schemas for SLSA attestations. The Provenance and VSA formats are recommended, but not required by the specification.

Section Description
General model General attestation mode
Provenance Suggested provenance format and explanation
Verification Summary Suggested VSA format and explanation

What's new

This document describes the major changes brought by this Working Draft relative to the prior release, v1.0.

Summary of changes

  • Clarify that attestation format schema are informative and the specification texts (SLSA and in-toto attestation) are the canonical source of definitions.
  • Add procedure for verifying VSAs.
  • Add verifier metadata to VSA format.
  • It is now recommended that the digest field of ResourceDescriptor is set in a Verification Summary Attestation’s (VSA) policy object.
  • Further refine the threat model.
  • Add draft of SLSA Source Track.
  • Add draft of [SLSA Build Environment Track].

About SLSA

This section is an introduction to SLSA and its concepts. If you’re new to SLSA, start here!

What is SLSA?

Supply-chain Levels for Software Artifacts, or SLSA (“salsa”), is a set of incrementally adoptable guidelines for supply chain security, established by industry consensus. The specification set by SLSA is useful for both software producers and consumers: producers can follow SLSA’s guidelines to make their software supply chain more secure, and consumers can use SLSA to make decisions about whether to trust a software package.

SLSA offers:

  • A common vocabulary to talk about software supply chain security
  • A way to secure your incoming supply chain by evaluating the trustworthiness of the artifacts you consume
  • An actionable checklist to improve your own software’s security
  • A way to measure your efforts toward compliance with the Secure Software Development Framework (SSDF)

Why SLSA is needed

High profile attacks like those against SolarWinds or Codecov have exposed the kind of supply chain integrity weaknesses that may go unnoticed, yet quickly become very public, disruptive, and costly in today’s environment when exploited. They’ve also shown that there are inherent risks not just in code itself, but at multiple points in the complex process of getting that code into software systems—that is, in the software supply chain. Since these attacks are on the rise and show no sign of decreasing, a universal framework for hardening the software supply chain is needed, as affirmed by the U.S. Executive Order on Improving the Nation’s Cybersecurity.

Security techniques for vulnerability detection and analysis of source code are essential, but are not enough on their own. Even after fuzzing or vulnerability scanning is completed, changes to code can happen, whether unintentionally or from insider threats or compromised accounts. Risk for code modification exists at each link in a typical software supply chain, from source to build through packaging and distribution. Any weaknesses in the supply chain undermine confidence in whether the code that you run is actually the code that you scanned.

SLSA is designed to support automation that tracks code handling from source to binary, protecting against tampering regardless of the complexity of the software supply chain. As a result, SLSA increases trust that the analysis and review performed on source code can be assumed to still apply to the binary consumed after the build and distribution process.

SLSA in layperson’s terms

There has been a lot of discussion about the need for “ingredient labels” for software—a “software bill of materials” (SBOM) that tells users what is in their software. Building off this analogy, SLSA can be thought of as all the food safety handling guidelines that make an ingredient list credible. From standards for clean factory environments so contaminants aren’t introduced in packaging plants, to the requirement for tamper-proof seals on lids that ensure nobody changes the contents of items sitting on grocery store shelves, the entire food safety framework ensures that consumers can trust that the ingredient list matches what’s actually in the package they buy.

Likewise, the SLSA framework provides this trust with guidelines and tamper-resistant evidence for securing each step of the software production process. That means you know not only that nothing unexpected was added to the software product, but also that the ingredient label itself wasn’t tampered with and accurately reflects the software contents. In this way, SLSA helps protect against the risk of:

  • Code modification (by adding a tamper-evident “seal” to code after source control)
  • Uploaded artifacts that were not built by the expected CI/CD platform (by marking artifacts with a factory “stamp” that shows which build platform created it)
  • Threats against the build platform (by providing “manufacturing facility” best practices for build platform services)

For more exploration of this analogy, see the blog post SLSA + SBOM: Accelerating SBOM success with the help of SLSA.

Who is SLSA for?

In short: everyone involved in producing and consuming software, or providing infrastructure for software.

Software producers, such as an open source project, a software vendor, or a team writing first-party code for use within the same company. SLSA gives you protection against tampering along the supply chain to your consumers, both reducing insider risk and increasing confidence that the software you produce reaches your consumers as you intended.

Software consumers, such as a development team using open source packages, a government agency using vendored software, or a CISO judging organizational risk. SLSA gives you a way to judge the security practices of the software you rely on and be sure that what you receive is what you expected.

Infrastructure providers, who provide infrastructure such as an ecosystem package manager, build platform, or CI/CD platform. As the bridge between the producers and consumers, your adoption of SLSA enables a secure software supply chain between them.

How SLSA works

We talk about SLSA in terms of tracks and levels. A SLSA track focuses on a particular aspect of a supply chain, such as the Build Track.

Within each track, ascending levels indicate increasingly hardened security practices. Higher levels provide better guarantees against supply chain threats, but come at higher implementation costs. Lower SLSA levels are designed to be easier to adopt, but with only modest security guarantees. SLSA 0 is sometimes used to refer to software that doesn’t yet meet any SLSA level. Currently, the SLSA Build Track encompasses Levels 1 through 3, but we envision higher levels to be possible in future revisions.

The combination of tracks and levels offers an easy way to discuss whether software meets a specific set of requirements. By referring to an artifact as meeting SLSA Build Level 3, for example, you’re indicating in one phrase that the software artifact was built following a set of security practices that industry leaders agree protect against particular supply chain compromises.

What SLSA doesn’t cover

SLSA is only one part of a thorough approach to supply chain security. There are several areas outside SLSA’s current framework that are nevertheless important to consider together with SLSA such as:

  • Code quality: SLSA does not tell you whether the developers writing the source code followed secure coding practices.
  • Producer trust: SLSA does not address organizations that intentionally produce malicious software, but it can reduce insider risks within an organization you trust.
  • Transitive trust for dependencies: the SLSA level of an artifact is independent of the level of its dependencies. You can use SLSA recursively to also judge an artifact’s dependencies on their own, but there is currently no single SLSA level that applies to both an artifact and its transitive dependencies together. For a more detailed explanation of why, see the FAQ.

Supply chain threats

Attacks can occur at every link in a typical software supply chain, and these kinds of attacks are increasingly public, disruptive, and costly in today’s environment.

This section is an introduction to possible attacks throughout the supply chain and how SLSA could help. For a more technical discussion, see Threats & mitigations.

Summary

Supply Chain Threats

Note that SLSA does not currently address all of the threats presented here. See Threats & mitigations for what is currently addressed and Terminology for an explanation of the supply chain model.

SLSA’s primary focus is supply chain integrity, with a secondary focus on availability. Integrity means protection against tampering or unauthorized modification at any stage of the software lifecycle. Within SLSA, we divide integrity into source integrity vs build integrity.

Source integrity: Ensure that all changes to the source code reflect the intent of the software producer. Intent of an organization is difficult to define, so SLSA is expected to approximate this as approval from two authorized representatives.

Build integrity: Ensure that the package is built from the correct, unmodified sources and dependencies according to the build recipe defined by the software producer, and that artifacts are not modified as they pass between development stages.

Availability: Ensure that the package can continue to be built and maintained in the future, and that all code and change history is available for investigations and incident response.

Real-world examples

Many recent high-profile attacks were consequences of supply chain integrity vulnerabilities, and could have been prevented by SLSA’s framework. For example:

Threats from Known example How SLSA could help
A Producer SpySheriff: Software producer purports to offer anti-spyware software, but that software is actually malicious. SLSA does not directly address this threat but could make it easier to discover malicious behavior in open source software, by forcing it into the publicly available source code. For close source software SLSA does not provide any solutions for malicious producers.
B Authoring & reviewing SushiSwap: Contractor with repository access pushed a malicious commit redirecting cryptocurrency to themself. Two-person review could have caught the unauthorized change.
C Source code management PHP: Attacker compromised PHP's self-hosted git server and injected two malicious commits. A better-protected source code system would have been a much harder target for the attackers.
D External build parameters The Great Suspender: Attacker published software that was not built from the purported sources. A SLSA-compliant build server would have produced provenance identifying the actual sources used, allowing consumers to detect such tampering.
E Build process SolarWinds: Attacker compromised the build platform and installed an implant that injected malicious behavior during each build. Higher SLSA levels require stronger security controls for the build platform, making it more difficult to compromise and gain persistence.
F Artifact publication CodeCov: Attacker used leaked credentials to upload a malicious artifact to a GCS bucket, from which users download directly. Provenance of the artifact in the GCS bucket would have shown that the artifact was not built in the expected manner from the expected source repo.
G Distribution channel Attacks on Package Mirrors: Researcher ran mirrors for several popular package registries, which could have been used to serve malicious packages. Similar to above (F), provenance of the malicious artifacts would have shown that they were not built as expected or from the expected source repo.
H Package selection Browserify typosquatting: Attacker uploaded a malicious package with a similar name as the original. SLSA does not directly address this threat, but provenance linking back to source control can enable and enhance other solutions.
I Usage Default credentials: Attacker could leverage default credentials to access sensitive data. SLSA does not address this threat.
N/A Dependency threats (i.e. A-H, recursively) event-stream: Attacker added an innocuous dependency and then later updated the dependency to add malicious behavior. The update did not match the code submitted to GitHub (i.e. attack F). Applying SLSA recursively to all dependencies would prevent this particular vector, because the provenance would indicate that it either wasn't built from a proper builder or that the source did not come from GitHub.
Availability threat Known example How SLSA could help
N/A Dependency becomes unavailable Mimemagic: Producer intentionally removes package or version of package from repository with no warning. Network errors or service outages may also make packages unavailable temporarily. SLSA does not directly address this threat.

A SLSA level helps give consumers confidence that software has not been tampered with and can be securely traced back to source—something that is difficult, if not impossible, to do with most software today.

Use cases

SLSA protects against tampering during the software supply chain, but how? The answer depends on the use case in which SLSA is applied. Below describe the three main use cases for SLSA.

Applications of SLSA

First party

In its simplest form, SLSA can be used entirely within an organization to reduce risk from internal sources. This is the easiest case in which to apply SLSA because there is no need to transfer trust across organizational boundaries.

Example ways an organization might use SLSA internally:

  • A small company or team uses SLSA to ensure that the code being deployed to production in binary form is the same one that was tested and reviewed in source form.
  • A large company uses SLSA to require two person review for every production change, scalably across hundreds or thousands of employees/teams.
  • An open source project uses SLSA to ensure that compromised credentials cannot be abused to release an unofficial package to a package registry.

Case study: Google (Binary Authorization for Borg)

Open source

SLSA can also be used to reduce risk for consumers of open source software. The focus here is to map built packages back to their canonical sources and dependencies. In this way, consumers need only trust a small number of secure build platforms rather than the many thousands of developers with upload permissions across various packages.

Example ways an open source ecosystem might use SLSA to protect users:

  • At upload time, the package registry rejects the package if it was not built from the canonical source repository.
  • At download time, the packaging client rejects the package if it was not built by a trusted builder.

Case study: SUSE

Vendors

Finally, SLSA can be used to reduce risk for consumers of vendor provided software and services. Unlike open source, there is no canonical source repository to map to, so instead the focus is on trustworthiness of claims made by the vendor.

Example ways a consumer might use SLSA for vendor provided software:

  • Prefer vendors who make SLSA claims and back them up with credible evidence.
  • Require a vendor to implement SLSA as part of a contract.
  • Require a vendor to be SLSA certified from a trusted third-party auditor.

Motivating example

For a look at how SLSA might be applied to open source in the future, see the hypothetical curl example.

Guiding principles

This section is an introduction to the guiding principles behind SLSA’s design decisions.

Simple levels with clear outcomes

Use levels to communicate security state and to encourage a large population to improve its security stance over time. When necessary, split levels into separate tracks to recognize progress in unrelated security areas.

Reasoning: Levels simplify how to think about security by boiling a complex topic into an easy-to-understand number. It is clear that level N is better than level N-1, even to someone with passing familiarity. This provides a convenient way to describe current security state as well as a natural path to improvement.

Guidelines:

  • Define levels in terms of concrete security outcomes. Each level should have clear and meaningful security value, such as stopping a particular class of threats. Levels should represent security milestones, not just incremental progress. Give each level an easy-to-remember mnemonic, such as “Provenance exists”.

  • Balance level granularity. Too many levels makes SLSA hard to understand and remember; too few makes each level hard to achieve. Collapse levels until each step requires a non-trivial but manageable amount of work to implement. Separate levels if they require significant work from multiple distinct parties, such as infrastructure work plus user behavior changes, so long as the intermediate level still has some security value (prior bullet).

  • Use tracks sparingly. Additional tracks add extra complexity to SLSA, so a new track should be seen as a last resort. Each track should have a clear, distinct purpose with a crisply defined objective, such as trustworthy provenance for the Build track. As a rule of thumb, a new track may be warranted if it addresses threats unrelated to another track. Try to avoid tracks that sound confusingly similar in either name or objective.

Trust platforms, verify artifacts

Establish trust in a small number of platforms and systems—such as change management, build, and packaging platforms—and then automatically verify the many artifacts produced by those platforms.

Reasoning: Trusted computing bases are unavoidable—there’s no choice but to trust some platforms. Hardening and verifying platforms is difficult and expensive manual work, and each trusted platform expands the attack surface of the supply chain. Verifying that an artifact is produced by a trusted platform, though, is easy to automate.

To simultaneously scale and reduce attack surfaces, it is most efficient to trust a limited numbers of platforms and then automate verification of the artifacts produced by those platforms. The attack surface and work to establish trust does not scale with the number of artifacts produced, as happens when artifacts each use a different trusted platform.

Benefits: Allows SLSA to scale to entire ecosystems or organizations with a near-constant amount of central work.

Example

A security engineer analyzes the architecture and implementation of a build platform to ensure that it meets the SLSA Build Track requirements. Following the analysis, the public keys used by the build platform to sign provenance are “trusted” up to the given SLSA level. Downstream platforms verify the provenance signed by the public key to automatically determine that an artifact meets the SLSA level.

Corollary: Minimize the number of trusted platforms

A corollary to this principle is to minimize the size of the trusted computing base. Every platform we trust adds attack surface and increases the need for manual security analysis. Where possible:

  • Concentrate trust in shared infrastructure. For example, instead of each team within an organization maintaining their own build platform, use a shared build platform. Hardening work can be shared across all teams.
  • Remove the need to trust components. For example, use end-to-end signing to avoid the need to trust intermediate distribution platforms.

Trust code, not individuals

Securely trace all software back to source code rather than trust individuals who have write access to package registries.

Reasoning: Code is static and analyzable. People, on the other hand, are prone to mistakes, credential compromise, and sometimes malicious action.

Benefits: Removes the possibility for a trusted individual—or an attacker abusing compromised credentials—to tamper with source code after it has been committed.

Prefer attestations over inferences

Require explicit attestations about an artifact’s provenance; do not infer security properties from a platform’s configurations.

Reasoning: Theoretically, access control can be configured so that the only path from source to release is through the official channels: the CI/CD platform pulls only from the proper source, package registry allows access only to the CI/CD platform, and so on. We might infer that we can trust artifacts produced by these platforms based on the platform’s configuration.

In practice, though, these configurations are almost impossible to get right and keep right. There are often over-provisioning, confused deputy problems, or mistakes. Even if a platform is configured properly at one moment, it might not stay that way, and humans almost always end up getting in the access control lists.

Access control is still important, but SLSA goes further to provide defense in depth: it requires proof in the form of attestations that the package was built correctly.

Benefits: The attestation removes intermediate platforms from the trust base and ensures that individuals who are accidentally granted access do not have sufficient permission to tamper with the package.

Support anonymous and pseudonymous contributions

SLSA supports anonymous and pseudonymous ‘identities’ within the software supply chain. While organizations that implement SLSA may choose otherwise, SLSA itself does not require, or encourage, participants to be mapped to their legal identities.

Nothing in this specification should be taken to mean that SLSA requires participants to to reveal their legal identity.

Reasoning: SLSA uses identities for multiple purposes: as a trust anchor for attestations (i.e. who or what is making this claim and do I trust it to do so) or for attributing actions to an actor. Choice of identification technology is left to the organization and technical stacks implementing the SLSA standards.

When identities are strongly authenticated and used consistently they can often be leveraged for both of these purposes without requiring them to be mapped to legal identities. This reflects how identities are often used in open source where legal name means much less to projects than the history and behavior of a given handle over time does. Meanwhile some organizations may choose to levy additional requirements on identities. They are free to do so, but SLSA itself does not require it.

Benefits: By not requiring legal identities SLSA lowers the barriers to its adoption, enabling all of its other benefits and maintaining support for anonymous and pseudonymous contribution as has been practiced in the software industry for decades.

Frequently asked questions

Q: Why is SLSA not transitive?

SLSA Build levels only cover the trustworthiness of a single build, with no requirements about the build levels of transitive dependencies. The reason for this is to make the problem tractable. If a SLSA Build level required dependencies to be the same level, then reaching a level would require starting at the very beginning of the supply chain and working forward. This is backwards, forcing us to work on the least risky component first and blocking any progress further downstream. By making each artifact’s SLSA rating independent from one another, it allows parallel progress and prioritization based on risk. (This is a lesson we learned when deploying other security controls at scale throughout Google.) We expect SLSA ratings to be composed to describe a supply chain’s overall security stance, as described in the case study vision.

Q: What about reproducible builds?

When talking about reproducible builds, there are two related but distinct concepts: “reproducible” and “verified reproducible.”

“Reproducible” means that repeating the build with the same inputs results in bit-for-bit identical output. This property provides many benefits, including easier debugging, more confident cherry-pick releases, better build caching and storage efficiency, and accurate dependency tracking.

“Verified reproducible” means using two or more independent build platforms to corroborate the provenance of a build. In this way, one can create an overall platform that is more trustworthy than any of the individual components. This is often suggested as a solution to supply chain integrity. Indeed, this is one option to secure build steps of a supply chain. When designed correctly, such a platform can satisfy all of the SLSA Build level requirements.

That said, verified reproducible builds are not a complete solution to supply chain integrity, nor are they practical in all cases:

  • Reproducible builds do not address source, dependency, or distribution threats.
  • Reproducers must truly be independent, lest they all be susceptible to the same attack. For example, if all rebuilders run the same pipeline software, and that software has a vulnerability that can be triggered by sending a build request, then an attacker can compromise all rebuilders, violating the assumption above.
  • Some builds cannot easily be made reproducible, as noted above.
  • Closed-source reproducible builds require the code owner to either grant source access to multiple independent rebuilders, which is unacceptable in many cases, or develop multiple, independent in-house rebuilders, which is likely prohibitively expensive.

Therefore, SLSA does not require verified reproducible builds directly. Instead, verified reproducible builds are one option for implementing the requirements.

For more on reproducibility, see Hermetic, Reproducible, or Verifiable?

Q: How does SLSA relate to in-toto?

in-toto is a framework to secure software supply chains hosted at the Cloud Native Computing Foundation. The in-toto specification provides a generalized workflow to secure different steps in a software supply chain. The SLSA specification recommends in-toto attestations as the vehicle to express Provenance and other attributes of software supply chains. Thus, in-toto can be thought of as the unopinionated layer to express information pertaining to a software supply chain, and SLSA as the opinionated layer specifying exactly what information must be captured in in-toto metadata to achieve the guarantees of a particular level.

in-toto’s official implementations written in Go, Java, and Rust include support for generating SLSA Provenance metadata. These APIs are used in other tools generating SLSA Provenance such as Sigstore’s cosign, the SLSA GitHub Generator, and the in-toto Jenkins plugin.

Q. What is the difference between a build platform, system, and service?

Build platform and build system have been used interchangeably in the past. With the v1.0 specification, however, there has been a unification around the term platform as indicated in the Terminology. The use of the word system still exists related to software and services within the build platform and to systems outside of a build platform like change management systems.

A build service is a hosted build platform that is often run on shared infrastructure instead of individuals’ machines and workstations. Its use has also been replaced outside of the requirements as it relates to the build platform.

Q: Is SLSA the same as TACOS?

No. Trusted Attestation and Compliance for Open Source (TACOS) is a framework authored by Tidelift. Per their website, TACOS is a framework “for assessing the development practices of open source projects against a set of secure development standards specified by the (US) NIST Secure Software Development Framework (SSDF) V1.1” which “vendors can use to provide self-attestation for the open source components they rely on.”

In contrast, SLSA is a community-developed framework—including adoptable guidelines for securing a software supply chain and mechanism to evaluate the trustworthiness of artifacts you consume—that is part of the Open Source Security Foundation (OpenSSF).

Q: How does SLSA and SLSA Provenance relate to SBOM?

Software Bill of Materials (SBOM) are a frequently recommended tool for increased software supply chain rigor. An SBOM is typically focused on understanding software in order to evaluate risk through known vulnerabilities and license compliance. These use-cases require fine-grained and timely data which can be refined to improve signal-to-noise ratio.

SLSA Provenance and the Build track are focused on trustworthiness of the build process. To improve trustworthiness, Provenance is generated in the build platform’s trusted control plane, which in practice results in it being coarse grained. For example, in Provenance metadata completeness of resolvedDependencies information is on a best-effort basis. Further, the ResourceDescriptor type does not require version and license information or even a URI to the dependency’s original location.

While they likely include similar data, SBOMs and SLSA Provenance operate at different levels of abstraction. The fine-grained data in an SBOM typically describes the components present in a produced artifact, whereas SLSA Provenance more coarsely describes parameters of a build which are external to the build platform.

The granularity and expressiveness of the two use-cases differs enough that current SBOM formats were deemed not a good fit for the requirements of the Build track. Yet SBOMs are a good practice and may form part of a future SLSA Vulnerabilities track. Further, SLSA Provenance can increase the trustworthiness of an SBOM by describing how the SBOM was created.

SLSA Provenance, the wider in-toto Attestation Framework in which the recommended format sits, and the various SBOM standards, are all rapidly evolving spaces. There is ongoing investigation into linking between the different formats and exploration of alignment on common models. This FAQ entry describes our understanding of the intersection efforts today. We do not know how things will evolve over the coming months and years, but we look forward to the collaboration and improved software supply chain security.

Q: How to SLSA with a self-hosted runner

Some CI systems allow producers to provide their own self-hosted runners as a build environment (e.g. GitHub Actions). While there are many valid reasons to leverage these, classifying the SLSA build level for the resulting artifact can be confusing.

Since the SLSA Build track describes increasing levels of trustworthiness and completeness in a package artifact’s provenance, interpretation of the specification hinges on the platform entities involved in the provenance generation. The SLSA build level requirements (secure key storage, isolation, etc.) should be imposed on the transitive closure of the systems which are responsible for informing the provenance generated.

Some common situations may include:

  • The platform generates the provenance and just calls a runner for individual items. In this situation, the provenance is only affected by the platform so there would be no requirements imposed on the runner.
  • The runner generates the provenance. In this situation, the orchestrating platform is irrelevant and all requirements are imposed on the runner.
  • The platform provides the runner with some credentials for generating the provenance or both the platform and the runner provide information for the provenance. Trust is shared between the platform and the runner so the requirements are imposed on both.

Additional requirements on the self-hosted runners may be added to Build levels greater than L3 when such levels get defined.

Future directions

The initial draft version (v0.1) of SLSA had a larger scope including protections against tampering with source code and a higher level of build integrity (Build L4). This section collects some early thoughts on how SLSA might evolve in future versions to re-introduce those notions and add other additional aspects of automatable supply chain security.

Build track

Build L4

A build L4 could include further hardening of the build platform and enabling corraboration of the provenance, for example by providing complete knowledge of the build inputs.

The initial draft version (v0.1) of SLSA defined a “SLSA 4” that included the following requirements, which may or may not be part of a future Build L4:

  • Pinned dependencies, which guarantee that each build runs on exactly the same set of inputs.
  • Hermetic builds, which guarantee that no extraneous dependencies are used.
  • All dependencies listed in the provenance, which enables downstream verifiers to recursively apply SLSA to dependencies.
  • Reproducible builds, which enable other build platforms to corroborate the provenance.

Build Platform Operations track

A Build Platform Operations track could provide assurances around the hardening of build platforms as they are operated.

The initial draft version (v0.1) of SLSA included a subsection on common requirements that formed the foundation of the guidance for verifying build systems, which may or may not form the basis for a future Build Platform Operations track:

  • Controls for approval, logging, and auditing of all physical and remote access to platform infrastructure, cryptographic secrets, and privileged debugging interfaces.
  • Conformance to security best practices to minimize the risk of compromise.
  • Protection of cryptographic secrets used by the build platform.

Terminology

Before diving into the SLSA Levels, we need to establish a core set of terminology and models to describe what we’re protecting.

Software supply chain

TODO: Update the text to match the new diagram.

SLSA’s framework addresses every step of the software supply chain - the sequence of steps resulting in the creation of an artifact. We represent a supply chain as a directed acyclic graph of sources, builds, dependencies, and packages. One artifact’s supply chain is a combination of its dependencies’ supply chains plus its own sources and builds.

Software Supply Chain Model

Term Description Example
Artifact An immutable blob of data; primarily refers to software, but SLSA can be used for any artifact. A file, a git commit, a directory of files (serialized in some way), a container image, a firmware image.
Attestation An authenticated statement (metadata) about a software artifact or collection of software artifacts. A signed SLSA Provenance file.
Source Artifact that was directly authored or reviewed by persons, without modification. It is the beginning of the supply chain; we do not trace the provenance back any further. Git commit (source) hosted on GitHub (platform).
Build Process that transforms a set of input artifacts into a set of output artifacts. The inputs may be sources, dependencies, or ephemeral build outputs. .travis.yml (process) run by Travis CI (platform).
Package Artifact that is “published” for use by others. In the model, it is always the output of a build process, though that build process can be a no-op. Docker image (package) distributed on DockerHub (platform). A ZIP file containing source code is a package, not a source, because it is built from some other source, such as a git commit.
Dependency Artifact that is an input to a build process but that is not a source. In the model, it is always a package. Alpine package (package) distributed on Alpine Linux (platform).

Roles

Throughout the specification, you will see reference to the following roles that take part in the software supply chain. Note that in practice a role may be filled by more than one person or an organization. Similarly, a person or organization may act as more than one role in a particular software supply chain.

Role Description Examples
Producer A party who creates software and provides it to others. Producers are often also consumers. An open source project’s maintainers. A software vendor.
Verifier A party who inspect an artifact’s provenance to determine the artifact’s authenticity. A business’s software ingestion system. A programming language ecosystem’s package registry.
Consumer A party who uses software provided by a producer. The consumer may verify provenance for software they consume or delegate that responsibility to a separate verifier. A developer who uses open source software distributions. A business that uses a point of sale system.
Infrastructure provider A party who provides software or services to other roles. A package registry’s maintainers. A build platform’s maintainers.

Package model

Software is distributed in identifiable units called packages according to the rules and conventions of a package ecosystem. Examples of formal ecosystems include Python/PyPA, Debian/Apt, and OCI, while examples of informal ecosystems include links to files on a website or distribution of first-party software within a company.

Abstractly, a consumer locates software within an ecosystem by asking a package registry to resolve a mutable package name into an immutable package artifact.1 To publish a package artifact, the software producer asks the registry to update this mapping to resolve to the new artifact. The registry represents the entity or entities with the power to alter what artifacts are accepted by consumers for a given package name. For example, if consumers only accept packages signed by a particular public key, then it is access to that public key that serves as the registry.

The package name is the primary security boundary within a package ecosystem. Different package names represent materially different pieces of software—different owners, behaviors, security properties, and so on. Therefore, the package name is the primary unit being protected in SLSA. It is the primary identifier to which consumers attach expectations.

Term Description
Package An identifiable unit of software intended for distribution, ambiguously meaning either an “artifact” or a “package name”. Only use this term when the ambiguity is acceptable or desirable.
Package artifact A file or other immutable object that is intended for distribution.
Package ecosystem A set of rules and conventions governing how packages are distributed, including how clients resolve a package name into one or more specific artifacts.
Package manager client Client-side tooling to interact with a package ecosystem.
Package name

The primary identifier for a mutable collection of artifacts that all represent different versions of the same software. This is the primary identifier that consumers use to obtain the software.

A package name is specific to an ecosystem + registry, has a maintainer, is more general than a specific hash or version, and has a “correct” source location. A package ecosystem may group package names into some sort of hierarchy, such as the Group ID in Maven, though SLSA does not have a special term for this.

Package registry An entity responsible for mapping package names to artifacts within a packaging ecosystem. Most ecosystems support multiple registries, usually a single global registry and multiple private registries.
Publish [a package] Make an artifact available for use by registering it with the package registry. In technical terms, this means associating an artifact to a package name. This does not necessarily mean making the artifact fully public; an artifact may be published for only a subset of users, such as internal testing or a closed beta.
Ambiguous terms to avoid
  • Package repository: Could mean either package registry or package name, depending on the ecosystem. To avoid confusion, we always use “repository” exclusively to mean “source repository”, where there is no ambiguity.
  • Package manager (without “client”): Could mean either package ecosystem, package registry, or client-side tooling.

Mapping to real-world ecosystems

Most real-world ecosystems fit the package model above but use different terms. The table below attempts to document how various ecosystems map to the SLSA Package model. There are likely mistakes and omissions; corrections and additions are welcome!

Package ecosystem Package registry Package name Package artifact
Languages
Cargo (Rust) Registry Crate name Artifact
CPAN (Perl) Upload server Distribution Release (or Distribution)
Go Module proxy Module path Module
Maven (Java) Repository Group ID + Artifact ID Artifact
npm (JavaScript) Registry Package Name Package
NuGet (C#) Host Project Package
PyPA (Python) Index Project Name Distribution
Operating systems
Dpkg (e.g. Debian) ? Package name Package
Flatpak Repository Application Bundle
Homebrew (e.g. Mac) Repository (Tap) Package name (Formula) Binary package (Bottle)
Pacman (e.g. Arch) Repository Package name Package
RPM (e.g. Red Hat) Repository Package name Package
Nix (e.g. NixOS) Repository (e.g. Nixpkgs) or binary cache Derivation name Derivation or store object
Storage systems
GCS n/a Object name Object
OCI/Docker Registry Repository Object
Meta
deps.dev: System Packaging authority Package n/a
purl: type Namespace Name n/a

Notes:

  • Go uses a significantly different distribution model than other ecosystems. In go, the package name is a source repository URL. While clients can fetch directly from that URL—in which case there is no “package” or “registry”—they usually fetch a zip file from a module proxy. The module proxy acts as both a builder (by constructing the package artifact from source) and a registry (by mapping package name to package artifact). People trust the module proxy because builds are independently reproducible and a checksum database guarantees that all clients receive the same artifact for a given URL.

Security levels

SLSA is organized into a series of levels and tracks that provide increasing supply chain security guarantees on various aspects of the supply chain security. This gives you confidence that software hasn’t been tampered with and can be securely traced back to its source.

This section is a descriptive overview of the SLSA tracks and levels, describing their intent. For the prescriptive requirements for each track and level, see the individual track specifications. For a general overview of SLSA, see About SLSA.

Levels and tracks

SLSA levels are split into tracks. Each track has its own set of levels that measure a particular aspect of supply chain security. The purpose of tracks is to recognize progress made in one aspect of security without blocking on an unrelated aspect. Tracks also allow the SLSA spec to evolve: we can add more tracks without invalidating previous levels.

Build track levels

Track/Level Requirements Focus
[Build L0] (none) (n/a)
[Build L1] Provenance showing how the package was built Mistakes, documentation
[Build L2] Signed provenance, generated by a hosted build platform Tampering after the build
[Build L3] Hardened build platform Tampering during the build

Note: The previous version of the specification used a single unnamed track, SLSA 1–4. For version 1.0 the Source aspects were removed to focus on the Build track. A Source track may be added in [future versions].

For more information see the Build track specification.

Source track levels

Track/Level Requirements Focus
[Source L0] (none) (n/a)
[Source L1] Version controlled Change tracking
[Source L2] Branch history Tampering of source versioning
[Source L3] Authenticatable and Auditable Provenance Tampering within the SCS’s storage systems.

For more information see the Source track specification.

Build Environment track levels

Track/Level Requirements Focus Trust Root
[BuildEnv L0] (none) (n/a) (n/a)
[BuildEnv L1] Signed build image provenance exists Tampering during build image distribution Signed build image provenance
[BuildEnv L2] Attested build environment instantiation Tampering via the build platform’s control plane The compute platform’s host interface
[BuildEnv L3] Hardware-attested build environment Tampering via the compute platform’s host interface The compute platform’s hardware

For more information see the Build Environment track specification.

Threats & mitigations

What follows is a comprehensive technical analysis of supply chain threats and their corresponding mitigations in SLSA. For an introduction to the supply chain threats that SLSA is aiming to protect against, see Supply chain threats.

The examples on this section are meant to:

  • Explain the reasons for each of the SLSA requirements.
  • Increase confidence that the SLSA requirements are sufficient to achieve the desired level of integrity protection.
  • Help implementers better understand what they are protecting against so that they can better design and implement controls.

Overview

Supply Chain Threats

This threat model covers the software supply chain, meaning the process by which software is produced and consumed. We describe and cluster threats based on where in the software development pipeline those threats occur, labeled (A) through (I). This is useful because priorities and mitigations mostly cluster along those same lines. Keep in mind that dependencies are highly recursive, so each dependency has its own threats (A) through (I), and the same for their dependencies, and so on. For a more detailed explanation of the supply chain model, see Terminology.

Importantly, producers and consumers face aggregate risk across all of the software they produce and consume, respectively. Many organizations produce and/or consume thousands of software packages, both first- and third-party, and it is not practical to rely on every individual team in the organization to do the right thing. For this reason, SLSA prioritizes mitigations that can be broadly adopted in an automated fashion, minimizing the chance of mistakes.

Source threats

A source integrity threat is a potential for an adversary to introduce a change to the source code that does not reflect the intent of the software producer. This includes the threat of an authorized individual introducing an unauthorized change—in other words, an insider threat.

SLSA v1.0 does not address source threats, but we anticipate doing so in a future version. In the meantime, the threats and potential mitigations listed here show how SLSA v1.0 can fit into a broader supply chain security program.

(A) Producer

The producer of the software intentionally produces code that harms the consumer, or the producer otherwise uses practices that are not deserving of the consumer’s trust.

Threats in this category likely cannot be mitigated through controls placed during the authoring/reviewing process, in contrast with (B).

Software producer intentionally submits bad code

Threat: Software producer intentionally submits “bad” code, following all proper processes.

Mitigation: TODO

Example: A popular extension author sells the rights to a new owner, who then modifies the code to secretly mine cryptocurrency at the users’ expense. SLSA does not protect against this, though if the extension were open source, regular auditing may discourage this from happening.

(B) Authoring & reviewing

An adversary introduces a change through the official source control management interface without any special administrator privileges.

Threats in this category can be mitigated by code review or some other controls during the authoring/reviewing process, at least in theory. Contrast this with (A), where such controls are likely ineffective.

(B1) Submit change without review
Directly submit without review

Threat: Submit bad code to the source repository without another person reviewing.

Mitigation: Source repository requires two-person approval for all changes.

Example: Adversary directly pushes a change to a GitHub repo’s main branch. Solution: Configure GitHub’s “branch protection” feature to require pull request reviews on the main branch.

Review own change through a sock puppet account

Threat: Propose a change using one account and then approve it using another account.

Mitigation: Source repository requires approval from two different, trusted persons. If the proposer is trusted, only one approval is needed; otherwise two approvals are needed. The software producer maps accounts to trusted persons.

Example: Adversary creates a pull request using a secondary account and then approves and merges the pull request using their primary account. Solution: Configure branch protection to require two approvals and ensure that all repository contributors and owners map to unique persons.

Use a robot account to submit change

Threat: Exploit a robot account that has the ability to submit changes without two-person review.

Mitigation: All changes require two-person review, even changes authored by robots.

Example: A file within the source repository is automatically generated by a robot, which is allowed to submit without review. Adversary compromises the robot and submits a malicious change without review. Solution: Require human review for these changes.

Abuse review exceptions

Threat: Exploit a review exception to submit a bad change without review.

Mitigation: All changes require two-person review without exception.

Example: Source repository requires two-person review on all changes except for “documentation changes,” defined as only touching files ending with .md or .html. Adversary submits a malicious executable named evil.md without review using this exception, and then builds a malicious package containing this executable. This would pass the policy because the source repository is correct, and the source repository does require two-person review. Solution: Do not allow such exceptions.

(B2) Evade code review requirements
Modify code after review

Threat: Modify the code after it has been reviewed but before submission.

Mitigation: Source control platform invalidates approvals whenever the proposed change is modified.

Example: Source repository requires two-person review on all changes. Adversary sends a “good” pull request to a peer, who approves it. Adversary then modifies it to contain “bad” code before submitting. Solution: Configure branch protection to dismiss stale approvals when new changes are pushed.

Note: This is not currently a SLSA requirement because the productivity hit is considered too great to outweigh the security benefit. The cost of code review is already too high for most projects, given current code review tooling, so making code review even costlier would not further our goals. However, this should be considered for future SLSA revisions once the state-of-the-art for code review has improved and the cost can be minimized.

Submit a change that is unreviewable

Threat: Send a change that is meaningless for a human to review that looks benign but is actually malicious.

Mitigation: Code review system ensures that all reviews are informed and meaningful.

Example: A proposed change updates a file, but the reviewer is only presented with a diff of the cryptographic hash, not of the file contents. Thus, the reviewer does not have enough context to provide a meaningful review. Solution: the code review system should present the reviewer with a content diff or some other information to make an informed decision.

Copy a reviewed change to another context

Threat: Get a change reviewed in one context and then transfer it to a different context.

Mitigation: Approvals are context-specific.

Example: MyPackage’s source repository requires two-person review. Adversary forks the repo, submits a change in the fork with review from a colluding colleague (who is not trusted by MyPackage), then merges the change back into the upstream repo. Solution: The merge should still require review, even though the fork was reviewed.

Compromise another account

Threat: Compromise one or more trusted accounts and use those to submit and review own changes.

Mitigation: Source control platform verifies two-factor authentication, which increases the difficulty of compromising accounts.

Example: Trusted person uses a weak password on GitHub. Adversary guesses the weak password, logs in, and pushes changes to a GitHub repo. Solution: Configure GitHub organization to requires 2FA for all trusted persons. This would increase the difficulty of using the compromised password to log in to GitHub.

Hide bad change behind good one

Threat: Request review for a series of two commits, X and Y, where X is bad and Y is good. Reviewer thinks they are approving only the final Y state whereas they are also implicitly approving X.

Mitigation: Only the version that is actually reviewed is the one that is approved. Any intermediate revisions don’t count as being reviewed.

Example: Adversary sends a pull request containing malicious commit X and benign commit Y that undoes X. In the pull request UI, reviewer only reviews and approves “changes from all commits”, which is a delta from HEAD to Y; they don’t see X. Adversary then builds from the malicious revision X. Solution: Policy does not accept this because the version X is not considered reviewed.

(B3) Render code review ineffective
Collude with another trusted person

Threat: Two trusted persons collude to author and approve a bad change.

Mitigation: This threat is not currently addressed by SLSA. We use “two trusted persons” as a proxy for “intent of the software producer”.

Trick reviewer into approving bad code

Threat: Construct a change that looks benign but is actually malicious, a.k.a. “bugdoor.”

Mitigation: This threat is not currently addressed by SLSA.

Reviewer blindly approves changes

Threat: Reviewer approves changes without actually reviewing, a.k.a. “rubber stamping.”

Mitigation: This threat is not currently addressed by SLSA.

(C) Source code management

An adversary introduces a change to the source control repository through an administrative interface, or through a compromise of the underlying infrastructure.

Project owner bypasses or disables controls

Threat: Trusted person with “admin” privileges in a repository submits “bad” code bypassing existing controls.

Mitigation: All persons are subject to same controls, whether or not they have administrator privileges. Disabling the controls requires two-person review (and maybe notifies other trusted persons?)

Example 1: GitHub project owner pushes a change without review, even though GitHub branch protection is enabled. Solution: Enable the “Include Administrators” option for the branch protection.

Example 2: GitHub project owner disables “Include Administrators”, pushes a change without review, then re-enables “Include Administrators”. This currently has no solution on GitHub.

Platform admin abuses privileges

Threat: Platform administrator abuses their privileges to bypass controls or to push a malicious version of the software.

Mitigation: The source platform must have controls in place to prevent and detect abusive behavior from administrators (e.g. two-person approvals for changes to the infrastructure, audit logging). A future Platform Operations Track may provide more specific guidance on how to secure the underlying platform.

Example 1: GitHostingService employee uses an internal tool to push changes to the MyPackage source repo.

Example 2: GitHostingService employee uses an internal tool to push a malicious version of the server to serve malicious versions of MyPackage sources to a specific CI/CD client but the regular version to everyone else, in order to hide tracks.

Example 3: GitHostingService employee uses an internal tool to push a malicious version of the server that includes a backdoor allowing specific users to bypass branch protections. Adversary then uses this backdoor to submit a change to MyPackage without review.

Exploit vulnerability in SCM

Threat: Exploit a vulnerability in the implementation of the source code management system to bypass controls.

Mitigation: This threat is not currently addressed by SLSA.

Build threats

A build integrity threat is a potential for an adversary to introduce behavior to an artifact without changing its source code, or to build from a source, dependency, and/or process that is not intended by the software producer.

The SLSA Build track mitigates these threats when the consumer verifies artifacts against expectations, confirming that the artifact they received was built in the expected manner.

(D) External build parameters

An adversary builds from a version of the source code that does not match the official source control repository, or changes the build parameters to inject behavior that was not intended by the official source.

The mitigation here is to compare the provenance against expectations for the package, which depends on SLSA Build L1 for provenance. (Threats against the provenance itself are covered by (E) and (F).)

Build from unofficial fork of code (expectations)

Threat: Build using the expected CI/CD process but from an unofficial fork of the code that may contain unauthorized changes.

Mitigation: Verifier requires the provenance’s source location to match an expected value.

Example: MyPackage is supposed to be built from GitHub repo good/my-package. Instead, it is built from evilfork/my-package. Solution: Verifier rejects because the source location does not match.

Build from unofficial branch or tag (expectations)

Threat: Build using the expected CI/CD process and source location, but checking out an “experimental” branch or similar that may contain code not intended for release.

Mitigation: Verifier requires that the provenance’s source branch/tag matches an expected value, or that the source revision is reachable from an expected branch.

Example: MyPackage’s releases are tagged from the main branch, which has branch protections. Adversary builds from the unprotected experimental branch containing unofficial changes. Solution: Verifier rejects because the source revision is not reachable from main.

Build from unofficial build steps (expectations)

Threat: Build the package using the proper CI/CD platform but with unofficial build steps.

Mitigation: Verifier requires that the provenance’s build configuration source matches an expected value.

Example: MyPackage is expected to be built by Google Cloud Build using the build steps defined in the source’s cloudbuild.yaml file. Adversary builds with Google Cloud Build, but using custom build steps provided over RPC. Solution: Verifier rejects because the build steps did not come from the expected source.

Build from unofficial parameters (expectations)

Threat: Build using the expected CI/CD process, source location, and branch/tag, but using a parameter that injects unofficial behavior.

Mitigation: Verifier requires that the provenance’s external parameters all match expected values.

Example 1: MyPackage is supposed to be built from the release.yml workflow. Adversary builds from the debug.yml workflow. Solution: Verifier rejects because the workflow parameter does not match the expected value.

Example 2: MyPackage’s GitHub Actions Workflow uses github.event.inputs to allow users to specify custom compiler flags per invocation. Adversary sets a compiler flag that overrides a macro to inject malicious behavior into the output binary. Solution: Verifier rejects because the inputs parameter was not expected.

Build from modified version of code modified after checkout (expectations)

Threat: Build from a version of the code that includes modifications after checkout.

Mitigation: Build platform pulls directly from the source repository and accurately records the source location in provenance.

Example: Adversary fetches from MyPackage’s source repo, makes a local commit, then requests a build from that local commit. Builder records the fact that it did not pull from the official source repo. Solution: Verifier rejects because the source repo does not match the expected value.

(E) Build process

An adversary introduces an unauthorized change to a build output through tampering of the build process; or introduces false information into the provenance.

These threats are directly addressed by the SLSA Build track.

Forge values of the provenance (other than output digest) (Build L2+)

Threat: Generate false provenance and get the trusted control plane to sign it.

Mitigation: At Build L2+, the trusted control plane generates all information that goes in the provenance, except (optionally) the output artifact hash. At Build L3+, this is hardened to prevent compromise even by determined adversaries.

Example 1 (Build L2): Provenance is generated on the build worker, which the adversary has control over. Adversary uses a malicious process to get the build platform to claim that it was built from source repo good/my-package when it was really built from evil/my-package. Solution: Builder generates and signs the provenance in the trusted control plane; the worker reports the output artifacts but otherwise has no influence over the provenance.

Example 2 (Build L3): Provenance is generated in the trusted control plane, but workers can break out of the container to access the signing material. Solution: Builder is hardened to provide strong isolation against tenant projects.

Forge output digest of the provenance (n/a)

Threat: The tenant-controlled build process sets output artifact digest (subject in SLSA Provenance) without the trusted control plane verifying that such an artifact was actually produced.

Mitigation: None; this is not a problem. Any build claiming to produce a given artifact could have actually produced it by copying it verbatim from input to output.2 (Reminder: Provenance is only a claim that a particular artifact was built, not that it was published to a particular registry.)

Example: A legitimate MyPackage artifact has digest abcdef and is built from source repo good/my-package. A malicious build from source repo evil/my-package claims that it built artifact abcdef when it did not. Solution: Verifier rejects because the source location does not match; the forged digest is irrelevant.

Compromise project owner (Build L2+)

Threat: An adversary gains owner permissions for the artifact’s build project.

Mitigation: The build project owner must not have the ability to influence the build process or provenance generation.

Example: MyPackage is built on Awesome Builder under the project “mypackage”. Adversary is an administrator of the “mypackage” project. Awesome Builder allows administrators to debug build machines via SSH. An adversary uses this feature to alter a build in progress.

Compromise other build (Build L3)

Threat: Perform a malicious build that alters the behavior of a benign build running in parallel or subsequent environments.

Mitigation: Builds are isolated from one another, with no way for one to affect the other or persist changes.

Example 1: A build platform runs all builds for project MyPackage on the same machine as the same Linux user. An adversary starts a malicious build that listens for another build and swaps out source files, then starts a benign build. The benign build uses the malicious build’s source files, but its provenance says it used benign source files. Solution: The build platform changes architecture to isolate each build in a separate VM or similar.

Example 2: A build platform uses the same machine for subsequent builds. An adversary first runs a build that replaces the make binary with a malicious version, then subsequently runs an otherwise benign build. Solution: The builder changes architecture to start each build with a clean machine image.

Steal cryptographic secrets (Build L3)

Threat: Use or exfiltrate the provenance signing key or some other cryptographic secret that should only be available to the build platform.

Mitigation: Builds are isolated from the trusted build platform control plane, and only the control plane has access to cryptographic secrets.

Example: Provenance is signed on the build worker, which the adversary has control over. Adversary uses a malicious process that generates false provenance and signs it using the provenance signing key. Solution: Builder generates and signs provenance in the trusted control plane; the worker has no access to the key.

Poison the build cache (Build L3)

Threat: Add a malicious artifact to a build cache that is later picked up by a benign build process.

Mitigation: Build caches must be isolate between builds to prevent such cache poisoning attacks.

Example: Build platform uses a build cache across builds, keyed by the hash of the source file. Adversary runs a malicious build that creates a “poisoned” cache entry with a falsified key, meaning that the value wasn’t really produced from that source. A subsequent build then picks up that poisoned cache entry.

Compromise build platform admin (verification)

Threat: An adversary gains admin permissions for the artifact’s build platform.

Mitigation: The build platform must have controls in place to prevent and detect abusive behavior from administrators (e.g. two-person approvals, audit logging).

Example: MyPackage is built on Awesome Builder. Awesome Builder allows engineers on-call to SSH into build machines to debug production issues. An adversary uses this access to modify a build in progress. Solution: Consumers do not accept provenance from the build platform unless they trust sufficient controls are in place to prevent abusing admin privileges.

(F) Artifact publication

An adversary uploads a package artifact that does not reflect the intent of the package’s official source control repository.

This is the most direct threat because it is the easiest to pull off. If there are no mitigations for this threat, then (D) and (E) are often indistinguishable from this threat.

Build with untrusted CI/CD (expectations)

Threat: Build using an unofficial CI/CD pipeline that does not build in the correct way.

Mitigation: Verifier requires provenance showing that the builder matched an expected value.

Example: MyPackage is expected to be built on Google Cloud Build, which is trusted up to Build L3. Adversary builds on SomeOtherBuildPlatform, which is only trusted up to Build L2, and then exploits SomeOtherBuildPlatform to inject malicious behavior. Solution: Verifier rejects because builder is not as expected.

Upload package without provenance (Build L1)

Threat: Upload a package without provenance.

Mitigation: Verifier requires provenance before accepting the package.

Example: Adversary uploads a malicious version of MyPackage to the package repository without provenance. Solution: Verifier rejects because provenance is missing.

Tamper with artifact after CI/CD (Build L1)

Threat: Take a benign version of the package, modify it in some way, then re-upload it using the original provenance.

Mitigation: Verifier checks that the provenance’s subject matches the hash of the package.

Example: Adversary performs a proper build, modifies the artifact, then uploads the modified version of the package to the repository along with the provenance. Solution: Verifier rejects because the hash of the artifact does not match the subject found within the provenance.

Tamper with provenance (Build L2)

Threat: Perform a build that would not meet expectations, then modify the provenance to make the expectations checks pass.

Mitigation: Verifier only accepts provenance with a valid cryptographic signature or equivalent proving that the provenance came from an acceptable builder.

Example: MyPackage is expected to be built by GitHub Actions from the good/my-package repo. Adversary builds with GitHub Actions from the evil/my-package repo and then modifies the provenance so that the source looks like it came from good/my-package. Solution: Verifier rejects because the cryptographic signature is no longer valid.

(G) Distribution channel

An adversary modifies the package on the package registry using an administrative interface or through a compromise of the infrastructure including modification of the package in transit to the consumer.

The distribution channel threats and mitigations look very similar to the Artifact Publication (F) threats and mitigations with the main difference being that these threats are mitigated by having the consumer perform verification.

The consumer’s actions may be simplified if (F) produces a VSA. In this case the consumer may replace provenance verification with VSA verification.

Build with untrusted CI/CD (expectations)

Threat: Replace the package with one built using an unofficial CI/CD pipeline that does not build in the correct way.

Mitigation: Verifier requires provenance showing that the builder matched an expected value or a VSA for corresponding resourceUri.

Example: MyPackage is expected to be built on Google Cloud Build, which is trusted up to Build L3. Adversary builds on SomeOtherBuildPlatform, which is only trusted up to Build L2, and then exploits SomeOtherBuildPlatform to inject malicious behavior. Adversary then replaces the original package within the repository with the malicious package. Solution: Verifier rejects because builder is not as expected.

Issue VSA from untrusted intermediary (expectations)

Threat: Have an unofficial intermediary issue a VSA for a malicious package.

Mitigation: Verifier requires VSAs to be issued by a trusted intermediary.

Example: Verifier expects VSAs to be issued by TheRepository. Adversary builds a malicious package and then issues a VSA of their own for the malicious package. Solution: Verifier rejects because they only accept VSAs from TheRepository which the adversary cannot issue since they do not have the corresponding signing key.

Upload package without provenance or VSA (Build L1)

Threat: Replace the original package with a malicious one without provenance.

Mitigation: Verifier requires provenance or a VSA before accepting the package.

Example: Adversary replaces MyPackage with a malicious version of MyPackage on the package repository and deletes existing provenance. Solution: Verifier rejects because provenance is missing.

Replace package and VSA with another (expectations)

Threat: Replace a package and its VSA with a malicious package and its valid VSA.

Mitigation: Consumer ensures that the VSA matches the package they’ve requested (not just the package they received) by following the verification process.

Example: Adversary uploads a malicious package to repo/evil-package, getting a valid VSA for repo/evil-package. Adversary then replaces repo/my-package and its VSA with repo/evil-package and its VSA. Solution: Verifier rejects because the VSA resourceUri field lists repo/evil-package and not the expected repo/my-package.

Tamper with artifact after upload (Build L1)

Threat: Take a benign version of the package, modify it in some way, then replace it while retaining the original provenance or VSA.

Mitigation: Verifier checks that the provenance or VSA’s subject matches the hash of the package.

Example: Adversary performs a proper build, modifies the artifact, then replaces the modified version of the package in the repository and retains the original provenance. Solution: Verifier rejects because the hash of the artifact does not match the subject found within the provenance.

Tamper with provenance or VSA (Build L2)

Threat: Perform a build that would not meet expectations, then modify the provenance or VSA to make the expectations checks pass.

Mitigation: Verifier only accepts provenance or VSA with a valid cryptographic signature or equivalent proving that the provenance came from an acceptable builder or the VSA came from an expected verifier.

Example 1: MyPackage is expected to be built by GitHub Actions from the good/my-package repo. Adversary builds with GitHub Actions from the evil/my-package repo and then modifies the provenance so that the source looks like it came from good/my-package. Solution: Verifier rejects because the cryptographic signature is no longer valid.

Example 2: Verifier expects VSAs to be issued by TheRepository. Adversary builds a malicious package and then modifies the original VSA’s subject field to match the digest of the malicious package. Solution: Verifier rejects because the cryptographic signature is no longer valid.

Usage threats

A usage threat is a potential for an adversary to exploit behavior of the consumer.

(H) Package selection

The consumer requests a package that it did not intend.

Dependency confusion

Threat: Register a package name in a public registry that shadows a name used on the victim’s internal registry, and wait for a misconfigured victim to fetch from the public registry instead of the internal one.

Mitigation: The mitigation is for the software producer to build internal packages on a SLSA Level 2+ compliant build system and define expectations for build provenance. Expectations must be verified on installation of the internal packages. If a misconfigured victim attempts to install attacker’s package with an internal name but from the public registry, then verification against expectations will fail.

For more information see Verifying artifacts and Defender’s Perspective: Dependency Confusion and Typosquatting Attacks.

Typosquatting

Threat: Register a package name that is similar looking to a popular package and get users to use your malicious package instead of the benign one.

Mitigation: This threat is not currently addressed by SLSA. That said, the requirement to make the source available can be a mild deterrent, can aid investigation or ad-hoc analysis, and can complement source-based typosquatting solutions.

(I) Usage

The consumer uses a package in an unsafe manner.

Improper usage

Threat: The software can be used in an insecure manner, allowing an adversary to compromise the consumer.

Mitigation: This threat is not addressed by SLSA, but may be addressed by efforts like Secure by Design.

Dependency threats

A dependency threat is a potential for an adversary to introduce unintended behavior in one artifact by compromising some other artifact that the former depends on at build time. (Runtime dependencies are excluded from the model, as noted below.)

Unlike other threat categories, dependency threats develop recursively through the supply chain and can only be exploited indirectly. For example, if application A includes library B as part of its build process, then a build or source threat to B is also a dependency threat to A. Furthermore, if library B uses build tool C, then a source or build threat to C is also a dependency threat to both A and B.

This version of SLSA does not explicitly address dependency threats, but we expect that a future version will. In the meantime, you can apply SLSA recursively to your dependencies in order to reduce the risk of dependency threats.

Build dependency

An adversary compromises the target artifact through one of its build dependencies. Any artifact that is present in the build environment and has the ability to influence the output is considered a build dependency.

Include a vulnerable dependency (library, base image, bundled file, etc.)

Threat: Statically link, bundle, or otherwise include an artifact that is compromised or has some vulnerability, causing the output artifact to have the same vulnerability.

Example: The C++ program MyPackage statically links libDep at build time. A contributor accidentally introduces a security vulnerability into libDep. The next time MyPackage is built, it picks up and includes the vulnerable version of libDep, resulting in MyPackage also having the security vulnerability.

Mitigation: TODO

Use a compromised build tool (compiler, utility, interpreter, OS package, etc.)

Threat: Use a compromised tool or other software artifact during the build process, which alters the build process and injects unintended behavior into the output artifact.

Mitigation: This can be partially mitigated by treating build tooling, including OS images, as any other artifact to be verified prior to use. The threats described in this document apply recursively to build tooling as do the mitigations and examples. A future Build Environment track may provide more comprehensive guidance on how to address more specfiic aspects of this threat.

Example: MyPackage is a tarball containing an ELF executable, created by running /usr/bin/tar during its build process. An adversary compromises the tar OS package such that /usr/bin/tar injects a backdoor into every ELF executable it writes. The next time MyPackage is built, the build picks up the vulnerable tar package, which injects the backdoor into the resulting MyPackage artifact. Solution: apply SLSA recursively to all build tools prior to the build. The build platform verifies the disk image, or the individual components on the disk image, against the associated provenance or VSAs prior to running a build. Depending on where the initial compromise took place (i.e. before/during vs after the build of the build tool itself), the modified /usr/bin/tar will fail this verification.

Reminder: dependencies that look like runtime dependencies actually become build dependencies if they get loaded at build time.

Use a compromised runtime dependency during the build (for tests, dynamic linking, etc.)

Threat: During the build process, use a compromised runtime dependency (such as during testing or dynamic linking), which alters the build process and injects unwanted behavior into the output.

NOTE: This is technically the same case as Use a compromised build tool. We call it out to remind the reader that runtime dependencies can become build dependencies if they are loaded during the build.

Example: MyPackage has a runtime dependency on package Dep, meaning that Dep is not included in MyPackage but required to be installed on the user’s machine at the time MyPackage is run. However, Dep is also loaded during the build process of MyPackage as part of a test. An adversary compromises Dep such that, when run during a build, it injects a backdoor into the output artifact. The next time MyPackage is built, it picks up and loads Dep during the build process. The malicious code then injects the backdoor into the new MyPackage artifact.

Mitigation: In addition to all the mitigations for build tools, you can often avoid runtime dependencies becoming build dependencies by isolating tests to a separate environment that does not have write access to the output artifact.

The following threats are related to “dependencies” but are not modeled as “dependency threats”.

Use a compromised dependency at runtime (modeled separately)

Threat: Load a compromised artifact at runtime, thereby compromising the user or environment where the software ran.

Example: MyPackage lists package Dep as a runtime dependency. Adversary publishes a compromised version of Dep that runs malicious code on the user’s machine when Dep is loaded at runtime. An end user installs MyPackage, which in turn installs the compromised version of Dep. When the user runs MyPackage, it loads and executes the malicious code from Dep.

Mitigation: N/A - This threat is not currently addressed by SLSA. SLSA’s threat model does not explicitly model runtime dependencies. Instead, each runtime dependency is considered a distinct artifact with its own threats.

Availability threats

An availability threat is a potential for an adversary to deny someone from reading a source and its associated change history, or from building a package.

SLSA v1.0 does not address availability threats, though future versions might.

(A)(B) Delete the code

Threat: Perform a build from a particular source revision and then delete that revision or cause it to get garbage collected, preventing anyone from inspecting the code.

Mitigation: Some system retains the revision and its version control history, making it available for inspection indefinitely. Users cannot delete the revision except as part of a transparent legal or privacy process.

Example: An adversary submits malicious code to the MyPackage GitHub repo, builds from that revision, then does a force push to erase that revision from history (or requests that GitHub delete the repo.) This would make the revision unavailable for inspection. Solution: Verifier rejects the package because it lacks a positive attestation showing that some system, such as GitHub, ensured retention and availability of the source code.

A dependency becomes temporarily or permanently unavailable to the build process

Threat: Unable to perform a build with the intended dependencies.

Mitigation: This threat is not currently addressed by SLSA. That said, some solutions to support hermetic and reproducible builds may also reduce the impact of this threat.

De-list artifact

Threat: The package registry stops serving the artifact.

Mitigation: N/A - This threat is not currently addressed by SLSA.

De-list provenance

Threat: The package registry stops serving the provenance.

Mitigation: N/A - This threat is not currently addressed by SLSA.

Verification threats

Threats that can compromise the ability to prevent or detect the supply chain security threats above.

Tamper with recorded expectations

Threat: Modify the verifier’s recorded expectations, causing the verifier to accept an unofficial package artifact.

Mitigation: Changes to recorded expectations requires some form of authorization, such as two-party review.

Example: The package ecosystem records its expectations for a given package name in a configuration file that is modifiable by that package’s producer. The configuration for MyPackage expects the source repository to be good/my-package. The adversary modifies the configuration to also accept evil/my-package, and then builds from that repository and uploads a malicious version of the package. Solution: Changes to the recorded expectations require two-party review.

Forge change metadata

Threat: Forge the change metadata to alter attribution, timestamp, or discoverability of a change.

Mitigation: Source control platform strongly authenticates actor identity, timestamp, and parent revisions.

Example: Adversary submits a git commit with a falsified author and timestamp, and then rewrites history with a non-fast-forward update to make it appear to have been made long ago. Solution: Consumer detects this by seeing that such changes are not strongly authenticated and thus not trustworthy.

Exploit cryptographic hash collisions

Threat: Exploit a cryptographic hash collision weakness to bypass one of the other controls.

Mitigation: Require cryptographically secure hash functions for commit checksums and provenance subjects, such as SHA-256.

Examples: Construct a benign file and a malicious file with the same SHA-1 hash. Get the benign file reviewed and then submit the malicious file. Alternatively, get the benign file reviewed and submitted and then build from the malicious file. Solution: Only accept cryptographic hashes with strong collision resistance.

Software attestations

A software attestation is an authenticated statement (metadata) about a software artifact or collection of software artifacts. The primary intended use case is to feed into automated policy engines, such as in-toto and Binary Authorization.

This section provides a high-level overview of the attestation model, including standardized terminology, data model, layers, conventions for software attestations, and formats for different use cases.

Overview

A software attestation, not to be confused with a remote attestation in the trusted computing world, is an authenticated statement (metadata) about a software artifact or collection of software artifacts. Software attestations are a generalization of raw artifact/code signing.

With raw signing, a signature is directly over the artifact (or a hash of the artifact) and implies a single bit of metadata about the artifact, based on the public key. The exact meaning MUST be negotiated between signer and verifier, and a new keyset MUST be provisioned for each bit of information. For example, a signature might denote who produced an artifact, or it might denote fitness for some purpose, or something else entirely.

With an attestation, the metadata is explicit and the signature only denotes who created the attestation (authenticity). A single keyset can express an arbitrary amount of information, including things that are not possible with raw signing. For example, an attestation might state exactly how an artifact was produced, including the build command that was run and all of its dependencies (as in the case of SLSA Provenance).

Formats

This subsection explains how to choose the attestation format that’s best suited for your situation by considering factors such as intended use and who will be consuming the attestation.

First party

Producers of first party code might consider the following questions:

  • Will SLSA be used only within our organization?
  • Is SLSA’s primary use case to manage insider risk?
  • Are we developing entirely in a closed source environment?

If these are the main considerations, the organization can choose any format for internal use. To make an external claim of meeting a SLSA level, however, there needs to be a way for external users to consume and verify your provenance. Currently, SLSA recommends using the SLSA Provenance format for SLSA attestations since it is easy to verify using the Generic SLSA Verifier.

Open source

Producers of open source code might consider these questions:

  • Is SLSA’s primary use case to convey trust in how your code was developed?
  • Do you develop software with standard open source licenses?
  • Will the code be consumed by others?

In these situations, we encourage you to use the SLSA Provenance format. The SLSA Provenance format offers a path towards interoperability and cohesion across the open source ecosystem. Users can verify any provenance statement in this format using the Generic SLSA Verifier.

Closed source, third party

Producers of closed source code that is consumed by others might consider the following questions:

  • Is my code produced for the sole purpose of specific third party consumers?
  • Is SLSA’s primary use case to create trust in our organization or to comply with audits and legal requirements?

In these situations, you might not want to make all the details of your provenance available externally. Consider using Verification Summary Attestations (VSAs) to summarize provenance information in a sanitized way that’s safe for external consumption. For more about VSAs, see the Verification Summary Attestation section.

Model and Terminology

We define the following model to represent any software attestations, regardless of format. Not all formats will have all fields or all layers, but to be called a “software attestation” it MUST fit this general model.

The key words MUST, SHOULD, and MAY are to be interpreted as described in RFC 2119.

Attestation model diagram

An example of an attestation in English follows with the components of the attestation mapped to the component names (and colors from the model diagram above):

Attestation model to English mapping

Components:

  • Artifact: Immutable blob of data described by an attestation, usually identified by cryptographic content hash. Examples: file content, git commit, container digest. MAY also include a mutable locator, such as a package name or URI.
  • Attestation: Authenticated, machine-readable metadata about one or more software artifacts. An attestation MUST contain at least:
    • Envelope: Authenticates the message. At a minimum, it MUST contain:
      • Message: Content (statement) of the attestation. The message type SHOULD be authenticated and unambiguous to avoid confusion attacks.
      • Signature: Denotes the attester who created the attestation.
    • Statement: Binds the attestation to a particular set of artifacts. This is a separate layer to allow for predicate-agnostic processing and storage/lookup. MUST contain at least:
      • Subject: Identifies which artifacts the predicate applies to.
      • Predicate: Metadata about the subject. The predicate type SHOULD be explicit to avoid misinterpretation.
    • Predicate: Arbitrary metadata in a predicate-specific schema. MAY contain:
      • Link: (repeated) Reference to a related artifact, such as build dependency. Effectively forms a hypergraph where the nodes are artifacts and the hyperedges are attestations. It is helpful for the link to be standardized to allow predicate-agnostic graph processing.
  • Bundle: A collection of Attestations, which are usually but not necessarily related.
  • Storage/Lookup: Convention for where attesters place attestations and how verifiers find attestations for a given artifact.

We recommend a single suite of formats and conventions that work well together and have desirable security properties. Our hope is to align the industry around this particular suite because it makes everything easier. That said, we recognize that other choices MAY be necessary in various cases.

Component Recommendation
Envelope DSSE (ECDSA over NIST P-256 (or stronger) and SHA-256.)
Statement in-toto attestations
Predicate Choose as appropriate, i.e.; Provenance, SPDX, other predicates defined by third-parties. If none are a good fit, invent a new one
Bundle JSON Lines, see attestation bundle
Storage/Lookup TBD

Provenance

To trace software back to the source and define the moving parts in a complex supply chain, provenance needs to be there from the very beginning. It’s the verifiable information about software artifacts describing where, when and how something was produced. For higher SLSA levels and more resilient integrity guarantees, provenance requirements are stricter and need a deeper, more technical understanding of the predicate.

This document defines the following predicate type within the in-toto attestation framework:

"predicateType": "https://slsa.dev/provenance/v1"

Important: Always use the above string for predicateType rather than what is in the URL bar. The predicateType URI will always resolve to the latest minor version of this specification. See parsing rules for more information.

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in this document are to be interpreted as described in RFC 2119.

Purpose

Describe how an artifact or set of artifacts was produced so that:

  • Consumers of the provenance can verify that the artifact was built according to expectations.
  • Others can rebuild the artifact, if desired.

This predicate is the RECOMMENDED way to satisfy the SLSA v1.0 provenance requirements.

Model

Provenance is an attestation that a particular build platform produced a set of software artifacts through execution of the buildDefinition.

Build Model

The model is as follows:

  • Each build runs as an independent process on a multi-tenant build platform. The builder.id identifies this platform, representing the transitive closure of all entities that are trusted to faithfully run the build and record the provenance. (Note: The same model can be used for platform-less or single-tenant build platforms.)

    • The build platform implementer SHOULD define a security model for the build platform in order to clearly identify the platform’s boundaries, actors, and interfaces. This model SHOULD then be used to identify the transitive closure of the trusted build platform for the builder.id as well as the trusted control plane.
  • The build process is defined by a parameterized template, identified by buildType. This encapsulates the process that ran, regardless of what platform ran it. Often the build type is specific to the build platform because most build platforms have their own unique interfaces.

  • All top-level, independent inputs are captured by the parameters to the template. There are two types of parameters:

    • externalParameters: the external interface to the build. In SLSA, these values are untrusted; they MUST be included in the provenance and MUST be verified downstream.

    • internalParameters: set internally by the platform. In SLSA, these values are trusted because the platform is trusted; they are OPTIONAL and need not be verified downstream. They MAY be included to enable reproducible builds, debugging, or incident response.

  • All artifacts fetched during initialization or execution of the build process are considered dependencies, including those referenced directly by parameters. The resolvedDependencies captures these dependencies, if known. For example, a build that takes a git repository URI as a parameter might record the specific git commit that the URI resolved to as a dependency.

  • During execution, the build process might communicate with the build platform’s control plane and/or build caches. This communication is not captured directly in the provenance, but is instead implied by builder.id and subject to SLSA Build Requirements. Such communication SHOULD NOT influence the definition of the build; if it does, it SHOULD go in resolvedDependencies instead.

  • Finally, the build process outputs one or more artifacts, identified by subject.

For concrete examples, see index of build types.

Parsing rules

This predicate follows the in-toto attestation parsing rules. Summary:

  • Consumers MUST ignore unrecognized fields unless otherwise noted.
  • The predicateType URI includes the major version number and will always change whenever there is a backwards incompatible change.
  • Minor version changes are always backwards compatible and “monotonic.” Such changes do not update the predicateType.
  • Unset, null, and empty field values MUST be interpreted equivalently.

Schema

Summary

NOTE: This summary (in cue) is informative. In the event of a disagreement with the text description, the text is authoritative.

{% include_relative schema/provenance.cue %}
Protocol buffer schema

NOTE: This summary (in protobuf) is informative. In the event of a disagreement with the text description, the text is authoritative.

Link: provenance.proto

NOTE: This protobuf definition prioritises being a human-readable summary of the schema for readers of the specification. A version of the protobuf definition useful for code generation is maintained in the in-toto attestation repository.

{% include_relative schema/provenance.proto %}

Provenance

NOTE: This subsection describes the fields within predicate. For a description of the other top-level fields, such as subject, see Statement.

REQUIRED for SLSA Build L1: buildDefinition, runDetails

FieldTypeDescription
buildDefinition BuildDefinition

The input to the build. The accuracy and completeness are implied by runDetails.builder.id.

runDetails RunDetails

Details specific to this particular execution of the build.

BuildDefinition

REQUIRED for SLSA Build L1: buildType, externalParameters

FieldTypeDescription
buildType string (TypeURI)

Identifies the template for how to perform the build and interpret the parameters and dependencies.

The URI SHOULD resolve to a human-readable specification that includes: overall description of the build type; schema for externalParameters and internalParameters; unambiguous instructions for how to initiate the build given this BuildDefinition, and a complete example. Example: https://slsa-framework.github.io/github-actions-buildtypes/workflow/v1

externalParameters object

The parameters that are under external control, such as those set by a user or tenant of the build platform. They MUST be complete at SLSA Build L3, meaning that that there is no additional mechanism for an external party to influence the build. (At lower SLSA Build levels, the completeness MAY be best effort.)

The build platform SHOULD be designed to minimize the size and complexity of externalParameters, in order to reduce fragility and ease verification. Consumers SHOULD have an expectation of what “good” looks like; the more information that they need to check, the harder that task becomes.

Verifiers SHOULD reject unrecognized or unexpected fields within externalParameters.

internalParameters object

The parameters that are under the control of the entity represented by builder.id. The primary intention of this field is for debugging, incident response, and vulnerability management. The values here MAY be necessary for reproducing the build. There is no need to verify these parameters because the build platform is already trusted, and in many cases it is not practical to do so.

resolvedDependencies array (ResourceDescriptor)

Unordered collection of artifacts needed at build time. Completeness is best effort, at least through SLSA Build L3. For example, if the build script fetches and executes “example.com/foo.sh”, which in turn fetches “example.com/bar.tar.gz”, then both “foo.sh” and “bar.tar.gz” SHOULD be listed here.

The BuildDefinition describes all of the inputs to the build. It SHOULD contain all the information necessary and sufficient to initialize the build and begin execution.

The externalParameters and internalParameters are the top-level inputs to the template, meaning inputs not derived from another input. Each is an arbitrary JSON object, though it is RECOMMENDED to keep the structure simple with string values to aid verification. The same field name SHOULD NOT be used for both externalParameters and internalParameters.

The parameters SHOULD only contain the actual values passed in through the interface to the build platform. Metadata about those parameter values, particularly digests of artifacts referenced by those parameters, SHOULD instead go in resolvedDependencies. The documentation for buildType SHOULD explain how to convert from a parameter to the dependency uri. For example:

"externalParameters": {
    "repository": "https://github.com/octocat/hello-world",
    "ref": "refs/heads/main"
},
"resolvedDependencies": [{
    "uri": "git+https://github.com/octocat/hello-world@refs/heads/main",
    "digest": {"gitCommit": "7fd1a60b01f91b314f59955a4e4d4e80d8edf11d"}
}]

Guidelines:

  • Maximize the amount of information that is implicit from the meaning of buildType. In particular, any value that is boilerplate and the same for every build SHOULD be implicit.

  • Reduce parameters by moving configuration to input artifacts whenever possible. For example, instead of passing in compiler flags via an external parameter that has to be verified separately, require the flags to live next to the source code or build configuration so that verifying the latter automatically verifies the compiler flags.

  • In some cases, additional external parameters might exist that do not impact the behavior of the build, such as a deadline or priority. These extra parameters SHOULD be excluded from the provenance after careful analysis that they indeed pose no security impact.

  • If possible, architect the build platform to use this definition as its sole top-level input, in order to guarantee that the information is sufficient to run the build.

  • When build configuration is evaluated client-side before being sent to the server, such as transforming version-controlled YAML into ephemeral JSON, some solution is needed to make verification practical. Consumers need a way to know what configuration is expected and the usual way to do that is to map it back to version control, but that is not possible if the server cannot verify the configuration’s origins. Possible solutions:

    • (RECOMMENDED) Rearchitect the build platform to read configuration directly from version control, recording the server-verified URI in externalParameters and the digest in resolvedDependencies.

    • Record the digest in the provenance3 and use a separate provenance attestation to link that digest back to version control. In this solution, the client-side evaluation is considered a separate “build” that SHOULD be independently secured using SLSA, though securing it can be difficult since it usually runs on an untrusted workstation.

  • The purpose of resolvedDependencies is to facilitate recursive analysis of the software supply chain. Where practical, it is valuable to record the URI and digest of artifacts that, if compromised, could impact the build. At SLSA Build L3, completeness is considered “best effort”.

RunDetails

REQUIRED for SLSA Build L1: builder

FieldTypeDescription
builder Builder

Identifies the build platform that executed the invocation, which is trusted to have correctly performed the operation and populated this provenance.

metadata BuildMetadata

Metadata about this particular execution of the build.

byproducts array (ResourceDescriptor)

Additional artifacts generated during the build that are not considered the “output” of the build but that might be needed during debugging or incident response. For example, this might reference logs generated during the build and/or a digest of the fully evaluated build configuration.

In most cases, this SHOULD NOT contain all intermediate files generated during the build. Instead, this SHOULD only contain files that are likely to be useful later and that cannot be easily reproduced.

Builder

REQUIRED for SLSA Build L1: id

FieldTypeDescription
id string (TypeURI)

URI indicating the transitive closure of the trusted build platform. This is intended to be the sole determiner of the SLSA Build level.

If a build platform has multiple modes of operations that have differing security attributes or SLSA Build levels, each mode MUST have a different builder.id and SHOULD have a different signer identity. This is to minimize the risk that a less secure mode compromises a more secure one.

The builder.id URI SHOULD resolve to documentation explaining:

  • The scope of what this ID represents.
  • The claimed SLSA Build level.
  • The accuracy and completeness guarantees of the fields in the provenance.
  • Any fields that are generated by the tenant-controlled build process and not verified by the trusted control plane, except for the subject.
  • The interpretation of any extension fields.
builderDependencies array (ResourceDescriptor)

Dependencies used by the orchestrator that are not run within the workload and that do not affect the build, but might affect the provenance generation or security guarantees.

version map (string→string)

Map of names of components of the build platform to their version.

The build platform, or builder for short, represents the transitive closure of all the entities that are, by necessity, trusted to faithfully run the build and record the provenance. This includes not only the software but the hardware and people involved in running the service. For example, a particular instance of Tekton could be a build platform, while Tekton itself is not. For more info, see Build model.

The id MUST reflect the trust base that consumers care about. How detailed to be is a judgement call. For example, GitHub Actions supports both GitHub-hosted runners and self-hosted runners. The GitHub-hosted runner might be a single identity because it’s all GitHub from the consumer’s perspective. Meanwhile, each self-hosted runner might have its own identity because not all runners are trusted by all consumers.

Consumers MUST accept only specific signer-builder pairs. For example, “GitHub” can sign provenance for the “GitHub Actions” builder, and “Google” can sign provenance for the “Google Cloud Build” builder, but “GitHub” cannot sign for the “Google Cloud Build” builder.

Design rationale: The builder is distinct from the signer in order to support the case where one signer generates attestations for more than one builder, as in the GitHub Actions example above. The field is REQUIRED, even if it is implicit from the signer, to aid readability and debugging. It is an object to allow additional fields in the future, in case one URI is not sufficient.

BuildMetadata

REQUIRED: (none)

FieldTypeDescription
invocationId string

Identifies this particular build invocation, which can be useful for finding associated logs or other ad-hoc analysis. The exact meaning and format is defined by builder.id; by default it is treated as opaque and case-sensitive. The value SHOULD be globally unique.

startedOn string (Timestamp)

The timestamp of when the build started.

finishedOn string (Timestamp)

The timestamp of when the build completed.

Extension fields

Implementations MAY add extension fields to any JSON object to describe information that is not captured in a standard field. Guidelines:

  • Extension fields SHOULD use names of the form <vendor>_<fieldname>, e.g. examplebuilder_isCodeReviewed. This practice avoids field name collisions by namespacing each vendor. Non-extension field names never contain an underscore.
  • Extension fields MUST NOT alter the meaning of any other field. In other words, an attestation with an absent extension field MUST be interpreted identically to an attestation with an unrecognized (and thus ignored) extension field.
  • Extension fields SHOULD follow the monotonic principle, meaning that deleting or ignoring the extension SHOULD NOT turn a DENY decision into an ALLOW.

Verification

Please see Verifying Artifacts for a detailed discussion of provenance verification.

Index of build types

The following is a partial index of build type definitions. Each contains a complete example predicate.

To add an entry here, please send a pull request on GitHub.

Migrating from 0.2

To migrate from version 0.2 (old), use the following pseudocode. The meaning of each field is unchanged unless otherwise noted.

{
    "buildDefinition": {
        // The `buildType` MUST be updated for v1.0 to describe how to
        // interpret `inputArtifacts`.
        "buildType": /* updated version of */ old.buildType,
        "externalParameters":
            old.invocation.parameters + {
            // It is RECOMMENDED to rename "entryPoint" to something more
            // descriptive.
            "entryPoint": old.invocation.configSource.entryPoint,
            // It is OPTIONAL to rename "source" to something more descriptive,
            // especially if "source" is ambiguous or confusing.
            "source": old.invocation.configSource.uri,
        },
        "internalParameters": old.invocation.environment,
        "resolvedDependencies":
            old.materials + [
            {
                "uri": old.invocation.configSource.uri,
                "digest": old.invocation.configSource.digest,
            }
        ]
    },
    "runDetails": {
        "builder": {
            "id": old.builder.id,
            "builderDependencies": null,  // not in v0.2
            "version": null,  // not in v0.2
        },
        "metadata": {
            "invocationId": old.metadata.buildInvocationId,
            "startedOn": old.metadata.buildStartedOn,
            "finishedOn": old.metadata.buildFinishedOn,
        },
        "byproducts": null,  // not in v0.2
    },
}

The following fields from v0.2 are no longer present in v1.0:

  • entryPoint: Use externalParameters[<name>] instead.
  • buildConfig: No longer inlined into the provenance. Instead, either:
    • If the configuration is a top-level input, record its digest in externalParameters["config"].
    • Else if there is a known use case for knowing the exact resolved build configuration, record its digest in byproducts. An example use case might be someone who wishes to parse the configuration to look for bad patterns, such as curl | bash.
    • Else omit it.
  • metadata.completeness: Now implicit from builder.id.
  • metadata.reproducible: Now implicit from builder.id.

Change history

v1.0

Major refactor to reduce misinterpretation, including a minor change in model.

  • Significantly expanded all documentation.
  • Altered the model slightly to better align with real-world build platforms, align with reproducible builds, and make verification easier.
  • Grouped fields into buildDefinition vs runDetails.
  • Renamed:
    • parameters -> externalParameters (slight change in semantics)
    • environment -> internalParameters (slight change in semantics)
    • materials -> resolvedDependencies (slight change in semantics)
    • buildInvocationId -> invocationId
    • buildStartedOn -> startedOn
    • buildFinishedOn -> finishedOn
  • Removed:
    • configSource: No longer special-cased. Now represented as externalParameters + resolvedDependencies.
    • buildConfig: No longer inlined into the provenance. Can be replaced with a reference in externalParameters or byproducts, depending on the semantics, or omitted if not needed.
    • completeness and reproducible: Now implied by builder.id.
  • Added:
    • ResourceDescriptor: annotations, content, downloadLocation, mediaType, name
    • Builder: builderDependencies and version
    • byproducts
  • Changed naming convention for extension fields.

Differences from RC1 and RC2:

  • Renamed systemParameters (RC1 + RC2) -> internalParameters (final).
  • Changed naming convention for extension fields (in RC2).
  • Renamed localName (RC1) -> name (RC2).
  • Added annotations and content (in RC2).

v0.2

Refactored to aid clarity and added buildConfig. The model is unchanged.

  • Replaced definedInMaterial and entryPoint with configSource.
  • Renamed recipe to invocation.
  • Moved invocation.type to top-level buildType.
  • Renamed arguments to parameters.
  • Added buildConfig, which can be used as an alternative to configSource to validate the configuration.

rename: slsa.dev/provenance

Renamed to “slsa.dev/provenance”.

v0.1.1

  • Added metadata.buildInvocationId.

v0.1

Initial version, named “in-toto.io/Provenance”

Verification Summary Attestation (VSA)

Verification summary attestations communicate that an artifact has been verified at a specific SLSA level and details about that verification.

This document defines the following predicate type within the in-toto attestation framework:

"predicateType": "https://slsa.dev/verification_summary/v1"

Important: Always use the above string for predicateType rather than what is in the URL bar. The predicateType URI will always resolve to the latest minor version of this specification. See parsing rules for more information.

Purpose

Describe what SLSA level an artifact or set of artifacts was verified at and other details about the verification process including what SLSA level the dependencies were verified at.

This allows software consumers to make a decision about the validity of an artifact without needing to have access to all of the attestations about the artifact or all of its transitive dependencies. They can use it to delegate complex policy decisions to some trusted party and then simply trust that party’s decision regarding the artifact.

It also allows software producers to keep the details of their build pipeline confidential while still communicating that some verification has taken place. This might be necessary for legal reasons (keeping a software supplier confidential) or for security reasons (not revealing that an embargoed patch has been included).

Model

A Verification Summary Attestation (VSA) is an attestation that some entity (verifier) verified one or more software artifacts (the subject of an in-toto attestation Statement) by evaluating the artifact and a bundle of attestations against some policy. Users who trust the verifier may assume that the artifacts met the indicated SLSA level without themselves needing to evaluate the artifact or to have access to the attestations the verifier used to make its determination.

The VSA also allows consumers to determine the verified levels of all of an artifact’s transitive dependencies. The verifier does this by either a) verifying the provenance of each non-source dependency listed in the resolvedDependencies of the artifact being verified (recursively) or b) matching the non-source dependency listed in resolvedDependencies (subject.digest == resolvedDependencies.digest and, ideally, vsa.resourceUri == resolvedDependencies.uri) to a VSA for that dependency and using vsa.verifiedLevels and vsa.dependencyLevels. Policy verifiers wishing to establish minimum requirements on dependencies SLSA levels may use vsa.dependencyLevels to do so.

Schema

// Standard attestation fields:
"_type": "https://in-toto.io/Statement/v1",
"subject": [{
  "name": <NAME>,
  "digest": { <digest-in-request> }
}],

// Predicate
"predicateType": "https://slsa.dev/verification_summary/v1",
"predicate": {
  "verifier": {
    "id": "<URI>",
    "version": {
      "<COMPONENT>": "<VERSION>",
      ...
    }
  },
  "timeVerified": <TIMESTAMP>,
  "resourceUri": <artifact-URI-in-request>,
  "policy": {
    "uri": "<URI>",
    "digest": { <digest-of-policy-data> }
  }
  "inputAttestations": [
    {
      "uri": "<URI>",
      "digest": { <digest-of-attestation-data> }
    },
    ...
  ],
  "verificationResult": "<PASSED|FAILED>",
  "verifiedLevels": ["<SlsaResult>"],
  "dependencyLevels": {
    "<SlsaResult>": <Int>,
    "<SlsaResult>": <Int>,
    ...
  },
  "slsaVersion": "<MAJOR>.<MINOR>",
}

Parsing rules

This predicate follows the in-toto attestation parsing rules. Summary:

  • Consumers MUST ignore unrecognized fields.
  • The predicateType URI includes the major version number and will always change whenever there is a backwards incompatible change.
  • Minor version changes are always backwards compatible and “monotonic.” Such changes do not update the predicateType.
  • Producers MAY add extension fields using field names that are URIs.

Fields

NOTE: This subsection describes the fields within predicate. For a description of the other top-level fields, such as subject, see Statement.

verifier object, required

Identifies the entity that performed the verification.

The identity MUST reflect the trust base that consumers care about. How detailed to be is a judgment call.

Consumers MUST accept only specific (signer, verifier) pairs. For example, “GitHub” can sign provenance for the “GitHub Actions” verifier, and “Google” can sign provenance for the “Google Cloud Deploy” verifier, but “GitHub” cannot sign for the “Google Cloud Deploy” verifier.

The field is required, even if it is implicit from the signer, to aid readability and debugging. It is an object to allow additional fields in the future, in case one URI is not sufficient.

verifier.id string (TypeURI), required

URI indicating the verifier’s identity.

verifier.version map (string->string), optional

Map of names of components of the verification platform to their version.

timeVerified string (Timestamp), optional

Timestamp indicating what time the verification occurred.

resourceUri string (ResourceURI), required

URI that identifies the resource associated with the artifact being verified.

The resourceUri SHOULD be set to the URI from which the producer expects the consumer to fetch the artifact for verification. This enables the consumer to easily determine the expected value when verifying. If the resourceUri is set to some other value, the producer MUST communicate the expected value, or how to determine the expected value, to consumers through an out-of-band channel.

policy object (ResourceDescriptor), required

Describes the policy that the subject was verified against.

The entry MUST contain a uri identifying which policy was applied and SHOULD contain a digest to indicate the exact version of that policy.

inputAttestations array (ResourceDescriptor), optional

The collection of attestations that were used to perform verification. Conceptually similar to the resolvedDependencies field in SLSA Provenance.

This field MAY be absent if the verifier does not support this feature. If non-empty, this field MUST contain information on all the attestations used to perform verification.

Each entry MUST contain a digest of the attestation and SHOULD contains a uri that can be used to fetch the attestation.

verificationResult string, required

Either “PASSED” or “FAILED” to indicate if the artifact passed or failed the policy verification.

verifiedLevels array (SlsaResult), required

Indicates the highest level of each track verified for the artifact (and not its dependencies), or “FAILED” if policy verification failed.

Users MUST NOT include more than one level per SLSA track. Note that each SLSA level implies all levels below it (e.g. SLSA_BUILD_LEVEL_3 implies SLSA_BUILD_LEVEL_2 and SLSA_BUILD_LEVEL_1), so there is no need to include more than one level per track.

dependencyLevels object, optional

A count of the dependencies at each SLSA level.

Map from SlsaResult to the number of the artifact’s transitive dependencies that were verified at the indicated level. Absence of a given level of SlsaResult MUST be interpreted as reporting 0 dependencies at that level. A set but empty dependencyLevels object means that the artifact has no dependency at all, while an unset or null dependencyLevels means that the verifier makes no claims about the artifact’s dependencies.

Users MUST count each dependency only once per SLSA track, at the highest level verified. For example, if a dependency meets SLSA_BUILD_LEVEL_2, you include it with the count for SLSA_BUILD_LEVEL_2 but not the count for SLSA_BUILD_LEVEL_1.

slsaVersion string, optional

Indicates the version of the SLSA specification that the verifier used, in the form <MAJOR>.<MINOR>. Example: 1.0. If unset, the default is an unspecified minor version of 1.x.

Example

WARNING: This is just for demonstration purposes.

"_type": "https://in-toto.io/Statement/v1",
"subject": [{
  "name": "out/example-1.2.3.tar.gz",
  "digest": {"sha256": "5678..."}
}],

// Predicate
"predicateType": "https://slsa.dev/verification_summary/v1",
"predicate": {
  "verifier": {
    "id": "https://example.com/publication_verifier",
    "version": {
      "slsa-verifier-linux-amd64": "v2.3.0",
      "slsa-framework/slsa-verifier/actions/installer": "v2.3.0"
    }
  },
  "timeVerified": "1985-04-12T23:20:50.52Z",
  "resourceUri": "https://example.com/example-1.2.3.tar.gz",
  "policy": {
    "uri": "https://example.com/example_tarball.policy",
    "digest": {"sha256": "1234..."}
  },
  "inputAttestations": [
    {
      "uri": "https://example.com/provenances/example-1.2.3.tar.gz.intoto.jsonl",
      "digest": {"sha256": "abcd..."}
    }
  ],
  "verificationResult": "PASSED",
  "verifiedLevels": ["SLSA_BUILD_LEVEL_3"],
  "dependencyLevels": {
    "SLSA_BUILD_LEVEL_3": 5,
    "SLSA_BUILD_LEVEL_2": 7,
    "SLSA_BUILD_LEVEL_1": 1,
  },
  "slsaVersion": "1.0"
}

How to verify

VSA consumers use VSAs to accomplish goals based on delegated trust. We call the process of establishing a VSA’s authenticity and determining whether it meets the consumer’s goals ‘verification’. Goals differ, as do levels of confidence in VSA producers, so the verification procedure changes to suit its context. However, there are certain steps that most verification procedures have in common.

Verification MUST include the following steps:

  1. Verify the signature on the VSA envelope using the preconfigured roots of trust. This step ensures that the VSA was produced by a trusted producer and that it hasn’t been tampered with.

  2. Verify the statement’s subject matches the digest of the artifact in question. This step ensures that the VSA pertains to the intended artifact.

  3. Verify that the predicateType is https://slsa.dev/verification_summary/v1. This step ensures that the in-toto predicate is using this version of the VSA format.

  4. Verify that the verifier matches the public key (or equivalent) used to verify the signature in step 1. This step identifies the VSA producer in cases where their identity is not implicitly revealed in step 1.

  5. Verify that the value for resourceUri in the VSA matches the expected value. This step ensures that the consumer is using the VSA for the producer’s intended purpose.

  6. Verify that the value for slsaResult is PASSED. This step ensures the artifact is suitable for the consumer’s purposes.

  7. Verify that verifiedLevels contains the expected value. This step ensures that the artifact is suitable for the consumer’s purposes.

Verification MAY additionally contain the following step:

  1. (Optional) Verify additional fields required to determine whether the VSA meets your goal.

Verification mitigates different threats depending on the VSA’s contents and the verification procudure.

IMPORTANT: A VSA does not protect against compromise of the verifier, such as by a malicious insider. Instead, VSA consumers SHOULD carefully consider which verifiers they add to their roots of trust.

Examples

  1. Suppose consumer C wants to delegate to verifier V the decision for whether to accept artifact A as resource R. Consumer C verifies that:

    • The signature on the VSA envelope using V’s public signing key from their preconfigured root of trust.

    • subject is A.

    • predicateType is https://slsa.dev/verification_summary/v1.

    • verifier.id is V.

    • resourceUri is R.

    • slsaResult is PASSED.

    • verifiedLevels contains SLSA_BUILD_LEVEL_UNEVALUATED.

    Note: This example is analogous to traditional code signing. The expected value for verifiedLevels is arbitrary but prenegotiated by the producer and the consumer. The consumer does not need to check additional fields, as C fully delegates the decision to V.

  2. Suppose consumer C wants to enforce the rule “Artifact A at resource R must have a passing VSA from verifier V showing it meets SLSA Build Level 2+.” Consumer C verifies that:

    • The signature on the VSA envelope using V’s public signing key from their preconfigured root of trust.

    • subject is A.

    • predicateType is https://slsa.dev/verification_summary/v1.

    • verifier.id is V.

    • resourceUri is R.

    • slsaResult is PASSED.

    • verifiedLevels is SLSA_BUILD_LEVEL_2 or SLSA_BUILD_LEVEL_3.

    Note: In this example, verifying the VSA mitigates the same threats as verifying the artifact’s SLSA provenance. See Verifying artifacts for details about which threats are addressed by verifying each SLSA level.

SlsaResult (String)

The result of evaluating an artifact (or set of artifacts) against SLSA. SHOULD be one of these values:

  • SLSA_BUILD_LEVEL_UNEVALUATED
  • SLSA_BUILD_LEVEL_0
  • SLSA_BUILD_LEVEL_1
  • SLSA_BUILD_LEVEL_2
  • SLSA_BUILD_LEVEL_3
  • FAILED (Indicates policy evaluation failed)

Note that each SLSA level implies the levels below it in the same track. For example, SLSA_BUILD_LEVEL_3 means (SLSA_BUILD_LEVEL_1 + SLSA_BUILD_LEVEL_2 + SLSA_BUILD_LEVEL_3).

Users MAY use custom values here but MUST NOT use custom values starting with SLSA_.

Change history

  • 1.1:
    • Changed the policy object to recommend that the digest field of the ResourceDescriptor is set.
    • Added optional verifier.version field to record verification tools.
    • Added Verification subsection with examples.
    • Made timeVerified optional.
  • 1.0:
    • Replaced materials with resolvedDependencies.
    • Relaxed SlsaResult to allow other values.
    • Converted to lowerCamelCase for consistency with SLSA Provenance.
    • Added slsaVersion field.
  • 0.2:
    • Added resource_uri field.
    • Added optional input_attestations field.
  • 0.1: Initial version.
  1. This resolution might include a version number, label, or some other selector in addition to the package name, but that is not important to SLSA.

  2. Technically this requires the artifact to be known to the adversary. If they only know the digest but not the actual contents, they cannot actually build the artifact without a preimage attack on the digest algorithm. However, even still there are no known concerns where this is a problem.

  3. The externalParameters SHOULD reflect reality. If clients send the evaluated configuration object directly to the build server, record the digest directly in externalParameters. If clients upload the configuration object to a temporary storage location and send that location to the build server, record the location in externalParameters as a URI and record the uri and digest in resolvedDependencies.